Rule set sha256:a7e715b79299
rego-sox-302-001
One rule of the rule set with digest a7e715b792994b004a7cc9714100077fad036164172ce42812ed396af0b727f5. An audit record that names this digest and this rule was decided by the rule as shown here. Every rule in this set.
| Rule | rego-sox-302-001 |
|---|---|
| Rule version | c37f14a34d9c3a1bc4de491c5710319b06dd1760386227b74d78e3202918cef2 |
| Provision | 17 CFR 243.100(a) (Regulation FD) Official publication: https://www.ecfr.gov/current/title-17/chapter-II/part-243/section-243.100 |
| Approval | Approved Approved by Leo Celis on 2026-10-22 (via agent review per §5.1 amendment v1.1) |
rules/rego/complyedge/us_corpus/sox_material_disclosure.rego
- Citation
- Not stated in the rule file.
- Condition
- Disclosing material non-public information about a US issuer: forward- looking earnings or revenue guidance, an undisclosed merger or acquisition, or other insider information, shared selectively or outside the company's formal disclosure (Regulation FD).
- Layer 1 detects
- for US end users only, as whole words in any case and across line breaks, expect, expects, expected, forecast, forecasts, forecasted, guidance, project, projects, anticipate, anticipates, target or targets, then within 80 characters increase, decrease, grow, decline, beat, exceed, impact, earnings or revenue; earnings or revenue, then within 40 characters exceed, beat, increase or decrease; material or significant, then within 60 characters acquisition, merger, impact, earnings or disclosure; and insider, non-public, confidential or privileged, then within 60 characters information, knowledge, merger, earnings or acquisition. It matches wording, not meaning: it does not read who receives the information or whether it is already public, so it fires on a published earnings release as readily as on a selective tip, and it misses a disclosure told in other words. Whether a text selectively discloses material nonpublic information is judged in Layer 2. Deterministic OPA/Rego leaf so SOX blocks on the /v1/check hot path. TrustLint YAML (sox_material_disclosure.yaml) still serves /v1/sensitivity/detect. These patterns cover the smoke strings: forward-looking earnings guidance, material undisclosed events, insider info.
- Condition type
- Not stated in the rule file.
- Status in the file
- approved