Rule set sha256:bd65ec208a53
SOX_HYBRID_MATERIAL_DISCLOSURE_001
One rule of the rule set with digest bd65ec208a532545cac038041e8bb3c2f62a09305837af00fa0917875f49eb75. An audit record that names this digest and this rule was decided by the rule as shown here. Every rule in this set.
| Rule | SOX_HYBRID_MATERIAL_DISCLOSURE_001 |
|---|---|
| Rule version | 38f4a9c3759a2ab0b3a8e7922b83d9232d275b7f182974e573abeefe0e487be9 |
| Provision | 17 CFR 243.100(a) (Regulation FD) Official publication: https://www.ecfr.gov/current/title-17/section-243.100 |
| Approval | Not approved |
rules/regulations/us/sox_material_disclosure.yaml
- Citation
- 17 CFR 243.100(a) (Regulation FD): Whenever an issuer, or any person acting on its behalf, discloses any material nonpublic information regarding that issuer or its securities to any person described in paragraph (b)(1) of this section, the issuer shall make public disclosure of that information as provided in § 243.101(e): (1) Simultaneously, in the case of an intentional disclosure; and (2) Promptly, in the case of a non-intentional disclosure.
- Condition
- Pre-screens content for possible disclosure of material nonpublic information about an issuer, using regex patterns for safe references and risk flags, and flags it for review under Regulation FD (17 CFR 243.100).
- Condition type
- hybrid_detection (Tier 1 patterns); executive_escalation, materiality_assessment, sox_timing_check condition in the file, not run by the engine
- Status in the file
- review